Regent Advisory Partners

Boutique consulting, built on exam-tested expertise.

Regent Advisory Partners helps SEC-registered investment advisers, private fund managers, digital advisers, and broker-dealers navigate complex regulatory obligations with confidence. Founded by L. Allison Charley, a former SEC examiner with experience across more than 100 regulatory examinations in her 25 year career, Regent delivers senior-level judgement and customized, scalable compliance solutions.

We guide firms through the full compliance lifecycle - from registration to examinations - and design programs that scale as the business grows, giving leaders credibility and peace of mind to focus on what’s next.